GS Investment Strategies, LLC's Form 4 filing
ThredUp Inc. (TDUP) · filed Nov 22, 2021
- Accession no.
- 0000899243-21-045605
- Filed
- Nov 22, 2021
- Trade date
- Nov 18-22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.69M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GS Investment Strategies, LLCCIK 0001420392 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −23,906 | $19.34F3 | −$462,342.04 | 3,814,521 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −26,094 | $19.34F3 | −$504,657.96 | 4,162,883 | Indirect | |
| Nov 19, 2021 | Class A Common Stock | SSaleDisposed | −18,364 | $19.66F4 | −$361,036.24 | 3,796,157 | Indirect | |
| Nov 19, 2021 | Class A Common Stock | SSaleDisposed | −20,000 | $19.66F4 | −$393,200 | 4,142,883 | Indirect | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −23,906 | $19.28F5 | −$460,907.68 | 3,772,251 | Indirect | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −26,094 | $19.28F5 | −$503,092.32 | 4,116,789 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $19.06 to $19.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $19.35 to $20.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $19.09 to $19.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.