Bingle Michael J's Form 4 filing
SoFi Technologies, Inc. (SOFI) · filed Nov 22, 2021
- Accession no.
- 0000899243-21-045586
- Filed
- Nov 22, 2021, 5:00 PM ET
- Trade date
- Nov 18, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $159.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bingle Michael JCIK 0001306831 | Director |
| Silver Lake Group, L.L.C.CIK 0001418226 | Director |
| Silver Lake Partners IV, L.P.CIK 0001552054 | Director |
| Silver Lake Technology Associates IV, L.P.CIK 0001672566 | Director |
| Slta IV (GP), L.L.C.CIK 0001672568 | Director |
| Silver Lake Technology Investors IV (Delaware II), L.P.CIK 0001824494 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | SSaleDisposed | −7,240,653 | $21.60 | −$156,398,104.8 | 30,643,242 | Indirect | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −120,725 | $21.60 | −$2,607,660 | 510,923 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, or are subject to Section 16 of the Exchange Act, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.