Smith Michael A's Form 4/A amendment
AmendedPetIQ, Inc. (PETQ) · filed Nov 18, 2021
- Accession no.
- 0000899243-21-045261
- Filed
- Nov 18, 2021
- Trade date
- Nov 11, 2021
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 15, 2021
This filing lists 1 non-derivative transaction. Open-market purchases total $90.5K. It was filed 7 days after the trade.
This amendment replaces 0001593968-21-002391 (filed Nov 15, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Michael ACIK 0001781014 | Officer (EVP - Products) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Class A Common Stock | PPurchaseAcquired | +4,000 | $22.62F2 | +$90,480 | 4,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person's purchase of PETIQ common stock reported herein was matchable under Section 16b of the Securities Exchange Act of 1934, to the extent of 4,000 shares, with the reporting person's sale of 2,664 and 13,470 shares of PETIQ common stock at a price of $39.80 per share on June 10, 2021 and $39.53 per share on June 11, 2021, respectively. The reporting person has agreed to pay to PETIQ, upon settlement of the sale, $68,359.28 representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.58 to $22.70. The reporting person undertakes to provide to PetIQ, Inc., any security holder of PetIQ, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
Remarks
The purpose of this amendment is to correct the amount of profit realized originally reported in footnote (1) on the Form 4 filed by the Reporting Person on November 15, 2021.