Thomas-Graham Pamela's Form 4 filing
Rivian Automotive, Inc. (RIVN) · filed Nov 17, 2021
- Accession no.
- 0000899243-21-045180
- Filed
- Nov 17, 2021
- Trade date
- Aug 12-Nov 15, 2021
- Filing delay
- 97 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $1.00M. It was filed 97 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thomas-Graham PamelaCIK 0001327431 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Class A Common Stock | AGrant or awardAcquired | +7,791 | $32.09 | +$250,013.19 | 7,791 | Direct | |
| Nov 15, 2021 | Class A Common Stock | PPurchaseAcquired | +12,821 | $78.00 | +$1,000,038 | 20,612 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Class A Common Stock | AGrant or awardAcquired | +60,000 | $0.00 | $0 | 60,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.