GS Investment Strategies, LLC's Form 4 filing
ThredUp Inc. (TDUP) · filed Nov 17, 2021
- Accession no.
- 0000899243-21-045158
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.62M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GS Investment Strategies, LLCCIK 0001420392 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −14,344 | $20.85F3 | −$299,072.4 | 3,886,239 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −15,656 | $20.85F3 | −$326,427.6 | 4,241,165 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −23,906 | $20.15F4 | −$481,705.9 | 3,862,333 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −26,094 | $20.15F4 | −$525,794.1 | 4,215,071 | Indirect | |
| Nov 17, 2021 | Class A Common Stock | SSaleDisposed | −23,906 | $19.66F5 | −$469,991.96 | 3,838,427 | Indirect | |
| Nov 17, 2021 | Class A Common Stock | SSaleDisposed | −26,094 | $19.66F5 | −$513,008.04 | 4,188,977 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $20.59 to $21.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $20.05 to $21.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $19.50 to $20.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.