OpenView Venture Partners IV, L.P.'s Form 4 filing
Expensify, Inc. (EXFY) · filed Nov 17, 2021
- Accession no.
- 0000899243-21-045071
- Filed
- Nov 17, 2021, 5:01 PM ET
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market sales total $72.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| OpenView Venture Partners IV, L.P.CIK 0001616720 | 10% Owner |
| OpenView Affiliates Fund IV, L.P.CIK 0001618728 | 10% Owner |
| OpenView General Partner IV, L.P.CIK 0001658111 | 10% Owner |
| OpenView Management, LLCCIK 0001658115 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | CConversionAcquired | +12,481,460 | – | – | 12,511,960 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | CConversionAcquired | +408,030 | – | – | 409,030 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −2,785,670 | $25.11 | −$69,948,173.7 | 9,726,290 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −91,070 | $25.11 | −$2,286,767.7 | 317,960 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −3,590,720 | $0.00 | $0 | 0 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −117,390 | $0.00 | $0 | 0 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −222,460 | $0.00 | $0 | 0 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −7,270 | $0.00 | $0 | 0 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −8,668,280 | $0.00 | $0 | 0 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −283,370 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.