Anderson Erik J's Form 4 filing
Callaway Golf Co (CALY) · filed Nov 17, 2021
- Accession no.
- 0000899243-21-045065
- Filed
- Nov 17, 2021
- Trade date
- Nov 16, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.19M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson Erik JCIK 0001174968 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +17,078 | $6.91 | +$118,008.98 | 35,780 | Indirect | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −17,078 | $30.00F1 | −$512,340 | 18,702 | Indirect | |
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +122,754 | $21.08 | +$2,587,654.32 | 141,456 | Indirect | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −122,754 | $30.00F1 | −$3,682,620 | 18,702 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −17,078 | $0.00 | $0 | 4,270 | Indirect | |
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −122,754 | $0.00 | $0 | 26,685 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.09. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 2 transactions in Table I.