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Bessemer Venture Partners IX Institutional L.P.'s Form 4 filing

ACV Auctions Inc. (ACVA) · filed Nov 16, 2021

Accession no.
0000899243-21-044955
Filed
Nov 16, 2021, 8:59 PM ET
Trade date
Nov 12, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $38.9M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bessemer Venture Partners IX Institutional L.P.CIK 000162414910% Owner
Bessemer Venture Partners IX L.P.CIK 000165521310% Owner
Deer IX & Co. L.P.CIK 000165521910% Owner
Deer IX & Co. Ltd.CIK 000165522010% Owner
15 Angels III LLCCIK 000177224010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2021Class A Common StockCConversionAcquired+2,000,000$0.00F1$02,000,000Indirect
Nov 12, 2021Class A Common StockSSaleDisposed−2,000,000$19.45F4−$38,900,0000Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 12, 2021Class A Common StockCConversionDisposed−2,000,000$0.00F1$027,815,391Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

F4

After the transaction, BVP IX held 15,302,357 shares of Class B Common Stock, BVP IX Inst held 12,259,522 shares of Class B Common Stock and 15 Angels held 253,512 shares of Class B Common Stock.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)