Musk Elon's Form 4 filing
Tesla, Inc. (TSLA) · filed Nov 16, 2021
- Accession no.
- 0000899243-21-044921
- Filed
- Nov 16, 2021
- Trade date
- Nov 16, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 1 derivative transaction. Open-market sales total $215.1M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Musk ElonCIK 0001494730 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +2,113,761 | $6.24 | +$13,189,868.64 | 3,287,342 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −13,500 | $1,004.19F3 | −$13,556,565 | 3,273,842 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −6,738 | $1,007.30F4 | −$6,787,187.4 | 3,267,104 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,400 | $1,009.32F5 | −$1,413,048 | 3,265,704 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,000 | $1,010.68F6 | −$1,010,680 | 3,264,704 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,000 | $1,012.38F7 | −$1,012,380 | 3,263,704 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,100 | $1,014.03F8 | −$1,115,433 | 3,262,604 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −600 | $1,014.76 | −$608,856 | 3,262,004 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,900 | $1,016.34F9 | −$1,931,046 | 3,260,104 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −3,100 | $1,017.33F10 | −$3,153,723 | 3,257,004 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −900 | $1,018.05 | −$916,245 | 3,256,104 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,000 | $1,019.33F11 | −$1,019,330 | 3,255,104 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −4,547 | $1,020.70F12 | −$4,641,122.9 | 3,250,557 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −10,863 | $1,021.67F13 | −$11,098,401.21 | 3,239,694 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −17,489 | $1,022.89F14 | −$17,889,323.21 | 3,222,205 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −17,493 | $1,023.86F15 | −$17,910,382.98 | 3,204,712 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −14,587 | $1,024.75F16 | −$14,948,028.25 | 3,190,125 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −13,755 | $1,025.91F17 | −$14,111,392.05 | 3,176,370 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −13,610 | $1,026.83F18 | −$13,975,156.3 | 3,162,760 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −5,705 | $1,027.69F19 | −$5,862,971.45 | 3,157,055 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −3,340 | $1,028.65F20 | −$3,435,691 | 3,153,715 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −2,003 | $1,029.75F21 | −$2,062,589.25 | 3,151,712 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −10,086 | $1,030.99F22 | −$10,398,565.14 | 3,141,626 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −17,034 | $1,032.25F23 | −$17,583,346.5 | 3,124,592 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −5,365 | $1,033.27F24 | −$5,543,493.55 | 3,119,227 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −4,206 | $1,034.39F25 | −$4,350,644.34 | 3,115,021 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −4,500 | $1,035.44F26 | −$4,659,480 | 3,110,521 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −8,600 | $1,036.40F27 | −$8,913,040 | 3,101,921 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −11,280 | $1,037.53F28 | −$11,703,338.4 | 3,090,641 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −12,987 | $1,038.76F29 | −$13,490,376.12 | 3,077,654 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −2,113,761 | $0.00 | $0 | 19,123,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,003.920 to $1,004.820, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,006.950 to $1,007.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,008.780 to $1,009.540, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,010.520 to $1,010.840, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,012.050 to $1,012.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,013.440 to $1,014.370, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,016.050 to $1,016.510, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,017.050 to $1,017.760, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,019.050 to $1,019.990, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,020.140 to $1,021.060, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,021.250 to $1,022.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,022.280 to $1,023.230, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,023.300 to $1,024.240, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,024.300 to $1,025.250, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,025.300 to $1,026.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,026.320 to $1,027.250, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,027.370 to $1,028.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,028.480 to $1,029.040, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F21
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,029.490 to $1,029.910, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F22
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,030.650 to $1,031.530, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F23
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,031.720 to $1,032.650, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F24
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,032.750 to $1,033.730, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F25
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,033.870 to $1,034.840, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F26
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,034.890 to $1,035.790, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F27
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,036.050 to $1,036.950, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F28
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,037.140 to $1,038.130, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F29
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,038.140 to $1,039.080, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 48 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.