Nussbaum Robert L's Form 4 filing
Invitae Corp (NVTA) · filed Nov 15, 2021
- Accession no.
- 0000899243-21-044611
- Filed
- Nov 15, 2021
- Trade date
- Nov 11, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $649.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nussbaum Robert LCIK 0001640322 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +13,269 | $9.90 | +$131,363.1 | 259,319 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +16,406 | $10.23 | +$167,833.38 | 275,725 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −29,675 | $21.89 | −$649,585.75 | 246,050 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −13,269 | $0.00 | $0 | 40,080 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −16,406 | $0.00 | $0 | 53,594 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.