GS Investment Strategies, LLC's Form 4 filing
ThredUp Inc. (TDUP) · filed Nov 12, 2021
- Accession no.
- 0000899243-21-044471
- Filed
- Nov 12, 2021
- Trade date
- Nov 10-12, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.89M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GS Investment Strategies, LLCCIK 0001420392 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Class A Common Stock | SSaleDisposed | −23,908 | $19.39F3 | −$463,576.12 | 3,946,178 | Indirect | |
| Nov 10, 2021 | Class A Common Stock | SSaleDisposed | −26,092 | $19.39F3 | −$505,923.88 | 4,306,513 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | SSaleDisposed | −23,908 | $19.77F4 | −$472,661.16 | 3,922,270 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | SSaleDisposed | −26,092 | $19.77F4 | −$515,838.84 | 4,280,421 | Indirect | |
| Nov 12, 2021 | Class A Common Stock | SSaleDisposed | −21,687 | $20.63F5 | −$447,402.81 | 3,900,583 | Indirect | |
| Nov 12, 2021 | Class A Common Stock | SSaleDisposed | −23,600 | $20.63F5 | −$486,868 | 4,256,821 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $19.00 to $19.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $19.25 to $20.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $20.40 to $21.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected
Referenced by the price of 2 transactions in Table I.