Dawes Karen A's Form 4 filing
Repligen Corp (RGEN) · filed Nov 12, 2021
- Accession no.
- 0000899243-21-044418
- Filed
- Nov 12, 2021
- Trade date
- Nov 10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dawes Karen ACIK 0001261506 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −4,783 | $26.12 | −$124,931.96 | 96,030 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −462 | $259.75 | −$120,004.5 | 95,568 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −236 | $261.10 | −$61,619.6 | 95,332 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −1,038 | $262.28 | −$272,246.64 | 94,294 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −1,119 | $263.23 | −$294,554.37 | 93,175 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −336 | $264.21 | −$88,774.56 | 92,839 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −488 | $265.27 | −$129,451.76 | 92,351 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −486 | $266.72 | −$129,625.92 | 91,865 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −349 | $267.75 | −$93,444.75 | 91,516 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −255 | $269.94 | −$68,834.7 | 91,261 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −14 | $271.28 | −$3,797.92 | 91,247 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +4,783 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.