Musk Elon's Form 4 filing
Tesla, Inc. (TSLA) · filed Nov 10, 2021
- Accession no.
- 0000899243-21-044240
- Filed
- Nov 10, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions. Open-market sales total $478.5M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Musk ElonCIK 0001494730 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | SSaleDisposed | −39,463 | $1,154.81F1 | −$45,572,267.03 | 167,776,951 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −30,577 | $1,156.69F3 | −$35,368,110.13 | 167,746,374 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −33,040 | $1,157.51F4 | −$38,244,130.4 | 167,713,334 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −48,412 | $1,158.61F5 | −$56,090,627.32 | 167,664,922 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −16,137 | $1,159.59F6 | −$18,712,303.83 | 167,648,785 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −37,569 | $1,160.50F7 | −$43,598,824.5 | 167,611,216 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −10 | $1,161.47 | −$11,614.7 | 167,611,206 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −49,952 | $1,163.62F8 | −$58,125,146.24 | 167,561,254 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −34,448 | $1,164.82F9 | −$40,125,719.36 | 167,526,806 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −5,593 | $1,165.47F10 | −$6,518,473.71 | 167,521,213 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −10,707 | $1,167.27F11 | −$12,497,959.89 | 167,510,506 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −31,446 | $1,168.06F12 | −$36,730,814.76 | 167,479,060 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −10,843 | $1,168.87F13 | −$12,674,057.41 | 167,468,217 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −5,276 | $1,169.69F14 | −$6,171,284.44 | 167,462,941 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −8,665 | $1,171.27F15 | −$10,149,054.55 | 167,454,276 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −953 | $1,172.89F16 | −$1,117,764.17 | 167,453,323 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −48,385 | $1,173.22F17 | −$56,766,249.7 | 167,404,938 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,154.420 to $1,155.400, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,156.160 to $1,157.140, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,157.160 to $1,158.130, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,158.160 to $1,159.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,159.290 to $1,160.280, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,160.295 to $1,161.210, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,163.300 to $1,164.265, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,164.310 to $1,165.304, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,165.313 to $1,166.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,166.435 to $1,167.430, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,167.450 to $1,168.440, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,168.450 to $1,169.375, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,169.480 to $1,170.300, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,171.000 to $1,171.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,172.080 to $1,173.070, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,173.080 to $1,173.500, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 is the fifth of five Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into five filings to cover all 137 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.