Duggirala Amala's Form 4 filing
Regions Financial Corp (RF) · filed Nov 10, 2021
- Accession no.
- 0000899243-21-044006
- Filed
- Nov 10, 2021, 5:23 PM ET
- Trade date
- Dec 14, 2020
- Filing delay
- 331 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 derivative transactions. It was filed 331 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Duggirala AmalaCIK 0001836350 | Officer (SEVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2020 | Common Stock | PPurchaseAcquired | +10,000 | $0.18F5 | +$18 | 100 | Direct | |
| Dec 14, 2020 | Common Stock | PPurchaseAcquired | +10,000 | $0.245F5 | +$24.5 | 100 | Direct | |
| Dec 14, 2020 | Common Stock | PPurchaseAcquired | +10,000 | $0.95F5 | +$95 | 100 | Direct | |
| Dec 14, 2020 | Common Stock | PPurchaseAcquired | +10,000 | $0.44F5 | +$44 | 100 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
Represents price per option contract representing the right to buy 100 shares of Regions Financial Corporation common stock.
Referenced by the price of 4 transactions in Table II.