GS Investment Strategies, LLC's Form 4 filing
ThredUp Inc. (TDUP) · filed Nov 9, 2021
- Accession no.
- 0000899243-21-043733
- Filed
- Nov 9, 2021
- Trade date
- Nov 5-9, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GS Investment Strategies, LLCCIK 0001420392 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Class A Common Stock | SSaleDisposed | −12,900 | $20.15F3 | −$259,935 | 4,006,976 | Indirect | |
| Nov 5, 2021 | Class A Common Stock | SSaleDisposed | −14,100 | $20.15F3 | −$284,115 | 4,372,797 | Indirect | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −12,982 | $19.07F4 | −$247,566.74 | 3,993,994 | Indirect | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −14,100 | $19.07F4 | −$268,887 | 4,358,697 | Indirect | |
| Nov 9, 2021 | Class A Common Stock | SSaleDisposed | −23,908 | $19.86F5 | −$474,812.88 | 3,970,086 | Indirect | |
| Nov 9, 2021 | Class A Common Stock | SSaleDisposed | −26,092 | $19.86F5 | −$518,187.12 | 4,332,605 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.275. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $18.83 to $19.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $18.89 to $21.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.