Stampacchia Otello's Form 4 filing

Replimune Group, Inc. (REPL) · filed Nov 8, 2021

Accession no.: 0000899243-21-043456
Filed: Nov 8, 2021, 2:14 PM ET
Trade date: Nov 4-5, 2021
Filing delay: 4 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $1.04M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Stampacchia OtelloCIK 0001361712	Director
Omega Fund IV, L.P.CIK 0001528382	Director, 10% Owner
Omega Fund IV GP, L.P.CIK 0001528383	10% Owner
Omega Fund IV G.P. Manager, Ltd.CIK 0001624456	10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Nov 4, 2021	Common Stock	SSaleDisposed	−25,225	$33.58^F1,F2	−$847,055.5	4,870,849	Direct
Nov 5, 2021	Common Stock	SSaleDisposed	−5,790	$33.50^F1,F3	−$193,965	4,865,059	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Shares were sold pursuant to a Rule 10b5-1 trading plan.

Referenced by the price of 2 transactions in Table I.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.85 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.62 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)