Mutrie James E.'s Form 4 filing
CIK 0001861449 · filed Nov 4, 2021
- Accession no.
- 0000899243-21-043102
- Filed
- Nov 4, 2021
- Trade date
- Nov 4, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $4.30M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mutrie James E.CIK 0001609860 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Class A Common Stock | CConversionAcquired | +7,826,250 | – | – | 7,826,250 | Indirect | |
| Nov 4, 2021 | Class A Common Stock | PPurchaseAcquired | +430,000 | $10.00 | +$4,300,000 | 530,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Class A Common Stock | CConversionDisposed | −7,826,250 | – | – | 0 | Indirect | |
| Nov 4, 2021 | Class A Common Stock | AGrant or awardAcquired | +6,550,000 | $1.50 | +$9,825,000 | 6,550,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.