GS Investment Strategies, LLC's Form 4 filing
ThredUp Inc. (TDUP) · filed Nov 4, 2021
- Accession no.
- 0000899243-21-043072
- Filed
- Nov 4, 2021
- Trade date
- Nov 2-4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.31M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GS Investment Strategies, LLCCIK 0001420392 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −13,700 | $21.78F3 | −$298,386 | 4,035,657 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −14,995 | $21.78F3 | −$326,591.1 | 4,404,006 | Indirect | |
| Nov 3, 2021 | Class A Common Stock | SSaleDisposed | −11,981 | $20.99F4 | −$251,481.19 | 4,023,676 | Indirect | |
| Nov 3, 2021 | Class A Common Stock | SSaleDisposed | −13,000 | $20.99F4 | −$272,870 | 4,391,006 | Indirect | |
| Nov 4, 2021 | Class A Common Stock | SSaleDisposed | −3,800 | $20.15F5 | −$76,570 | 4,019,876 | Indirect | |
| Nov 4, 2021 | Class A Common Stock | SSaleDisposed | −4,109 | $20.15F5 | −$82,796.35 | 4,386,897 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $21.55 to $22.065. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $20.75 to $21.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $20.05 to $20.41. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.