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Ryan Thomas F Jr's Form 4 filing

Repligen Corp (RGEN) · filed Nov 4, 2021

Accession no.
0000899243-21-043040
Filed
Nov 4, 2021
Trade date
Nov 2-4, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $676.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ryan Thomas F JrCIK 0001263366Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 2, 2021Common StockMOption exerciseAcquired+1,285$128.18+$164,711.314,622Direct
Nov 2, 2021Common StockSSaleAcquired+1,285$302.00+$388,07013,337Direct
Nov 4, 2021Common StockSSaleDisposed−1,000$288.00−$288,00012,337Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 2, 2021Common StockMOption exerciseAcquired+1,285$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)