Energy Capital Partners III, LP's Form 4 filing
Sunnova Energy International Inc. (NOVA) · filed Nov 3, 2021
- Accession no.
- 0000899243-21-042733
- Filed
- Nov 3, 2021, 4:30 PM ET
- Trade date
- Nov 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $247.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Energy Capital Partners III, LPCIK 0001594546 | 10% Owner |
| Energy Capital Partners III-A, LPCIK 0001594547 | 10% Owner |
| Energy Capital Partners III-B, LPCIK 0001594548 | 10% Owner |
| Energy Capital Partners III-C, LPCIK 0001594549 | 10% Owner |
| Energy Capital Partners III-D, LPCIK 0001594550 | 10% Owner |
| Energy Capital Partners III, LLCCIK 0001621292 | 10% Owner |
| Energy Capital Partners III (Sunnova Co-Invest), LPCIK 0001679310 | 10% Owner |
| Energy Capital Partners GP III, LPCIK 0001697506 | 10% Owner |
| ECP ControlCo, LLCCIK 0001707921 | 10% Owner |
| Energy Capital Partners GP III Co-Investment (Sunnova), LLCCIK 0001783494 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | SSaleDisposed | −6,000,000 | $41.28 | −$247,680,000 | 10,911,664 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Due to the limitations of the electronic filing system, each of ECP Sunnova Holdings, LP and ECP Sunnova Holdings GP, LLC are filing a separate Form 4.