Muehl Daniel W's Form 4 filing
Clovis Oncology, Inc. (CLVS) · filed Nov 3, 2021
- Accession no.
- 0000899243-21-042703
- Filed
- Nov 3, 2021
- Trade date
- Nov 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $20.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Muehl Daniel WCIK 0001283569 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +5,623 | –F1 | – | 66,987 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −2,482 | $4.55 | −$11,293.1 | 64,505 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +4,625 | –F1 | – | 69,130 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −2,041 | $4.55 | −$9,286.55 | 67,089 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −5,623 | $0.00 | $0 | 28,119 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −4,625 | $0.00 | $0 | 41,625 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit represents the right to receive one share of Common Stock.
Referenced by the price of 2 transactions in Table I.
Remarks
Executive Vice President and Chief Financial Officer