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Smith Michael John's Form 4 filing

Sonendo, Inc. (SONX) · filed Nov 2, 2021

Accession no.
0000899243-21-042413
Filed
Nov 2, 2021
Trade date
Nov 2, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $80.4K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Michael JohnCIK 0001872655Officer (Chief Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 2, 2021Common StockAGrant or awardAcquired+46,333$0.00$046,333Direct
Nov 2, 2021Common StockPPurchaseAcquired+6,700$12.00+$80,40053,033Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)