GS Investment Strategies, LLC's Form 4 filing
ThredUp Inc. (TDUP) · filed Nov 1, 2021
- Accession no.
- 0000899243-21-042199
- Filed
- Nov 1, 2021
- Trade date
- Oct 28-Nov 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.09M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GS Investment Strategies, LLCCIK 0001420392 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Class A Common Stock | SSaleDisposed | −1,300 | $22.05F3 | −$28,665 | 4,071,870 | Indirect | |
| Oct 28, 2021 | Class A Common Stock | SSaleDisposed | −1,480 | $22.05F3 | −$32,634 | 4,443,555 | Indirect | |
| Oct 29, 2021 | Class A Common Stock | SSaleDisposed | −8,167 | $22.35F4 | −$182,532.45 | 4,063,703 | Indirect | |
| Oct 29, 2021 | Class A Common Stock | SSaleDisposed | −8,900 | $22.35F4 | −$198,915 | 4,434,655 | Indirect | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −14,346 | $21.73F5 | −$311,738.58 | 4,049,357 | Indirect | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −15,654 | $21.73F5 | −$340,161.42 | 4,419,001 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $22.00 to $22.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $21.565 to $22.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $21.405 to $22.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.