Lee Christopher G's Form 4 filing
Apria, Inc.APR · filed Oct 20, 2021
- Accession no.
- 0000899243-21-040821
- Filed
- Oct 20, 2021
- Trade date
- Jun 10-Oct 18, 2021
- Filing delay
- 132 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $102.9K. It was filed 132 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Christopher GCIK 0001887223 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +2,700 | $4.67 | +$12,609 | 2,700 | Direct | |
| Aug 10, 2021 | Common Stock | FTax withholdingDisposed | −1,205 | $30.51 | −$36,764.55 | 1,495 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −1,059 | $30.55F2 | −$32,352.45 | 436 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −436 | $31.60F3 | −$13,777.6 | 0 | Direct | |
| Sep 20, 2021 | Common Stock | MOption exerciseAcquired | +2,700 | $4.67 | +$12,609 | 2,700 | Direct | |
| Sep 20, 2021 | Common Stock | FTax withholdingDisposed | −1,155 | $37.29 | −$43,069.95 | 1,545 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −1,179 | $36.57F4 | −$43,116.03 | 366 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −366 | $37.22F5 | −$13,622.52 | 0 | Direct | |
| Oct 18, 2021 | Common Stock | MOption exerciseAcquired | +2,700 | $4.67 | +$12,609 | 2,700 | Direct | |
| Oct 18, 2021 | Common Stock | FTax withholdingDisposed | −1,176 | $34.17 | −$40,183.92 | 1,524 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2021 | Common Stock | AGrant or awardAcquired | +1,854 | $0.00 | $0 | 1,854 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −2,700 | $0.00 | $0 | 5,746 | Direct | |
| Sep 20, 2021 | Common Stock | MOption exerciseDisposed | −2,700 | $0.00 | $0 | 3,046 | Direct | |
| Oct 18, 2021 | Common Stock | MOption exerciseDisposed | −2,700 | $0.00 | $0 | 346 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.03 to $31.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.14 to $32.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.09 to $37.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.09 to $37.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.