ICONIQ Strategic Partners III, L.P.'s Form 4 filing
Gitlab Inc. (GTLB) · filed Oct 18, 2021
- Accession no.
- 0000899243-21-040556
- Filed
- Oct 18, 2021, 9:35 PM ET
- Trade date
- Oct 18, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 10 derivative transactions. Open-market purchases total $50.1M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ICONIQ Strategic Partners III, L.P.CIK 0001678064 | 10% Owner |
| Griffith William J.G.CIK 0001688124 | 10% Owner |
| Makan DiveshCIK 0001688143 | 10% Owner |
| ICONIQ Strategic Partners V, L.P.CIK 0001816067 | 10% Owner |
| ICONIQ Strategic Partners V-B, L.P.CIK 0001816068 | 10% Owner |
| ICONIQ Strategic Partners V GP, L.P.CIK 0001825883 | 10% Owner |
| ICONIQ Strategic Partners V TT GP, Ltd.CIK 0001825921 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2021 | Class A Common Stock | PPurchaseAcquired | +129,400 | $77.00 | +$9,963,800 | 129,400 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class A Common Stock | PPurchaseAcquired | +195,650 | $77.00 | +$15,065,050 | 195,650 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class A Common Stock | PPurchaseAcquired | +144,598 | $77.00 | +$11,134,046 | 144,598 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class A Common Stock | PPurchaseAcquired | +180,452 | $77.00 | +$13,894,804 | 180,452 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2021 | Class B Common Stock | CConversionDisposed | −4,139,080 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Oct 18, 2021 | Class B Common Stock | CConversionDisposed | −4,422,660 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class B Common Stock | CConversionDisposed | −440,724 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Oct 18, 2021 | Class B Common Stock | CConversionDisposed | −470,918 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class B Common Stock | CConversionDisposed | −686,248 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class B Common Stock | CConversionDisposed | −1,137,036 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class A Common Stock | CConversionAcquired | +4,579,804 | $0.00 | $0 | 5,504,195 | Direct | Duplicate filing |
| Oct 18, 2021 | Class A Common Stock | CConversionAcquired | +4,893,578 | $0.00 | $0 | 5,881,302 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class A Common Stock | CConversionAcquired | +686,248 | $0.00 | $0 | 1,382,283 | Indirect | Duplicate filing |
| Oct 18, 2021 | Class A Common Stock | CConversionAcquired | +1,137,036 | $0.00 | $0 | 2,290,287 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 is the second of two Forms 4 being filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer ICONIQ Strategic Partners III, L.P.