Khosla Vinod's Form 4/A amendment
AmendedVicarious Surgical Inc. (RBOT) · filed Oct 18, 2021
- Accession no.
- 0000899243-21-040491
- Filed
- Oct 18, 2021, 6:49 PM ET
- Trade date
- Sep 17, 2021
- Filing delay
- 31 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 21, 2021
This filing lists 1 non-derivative transaction. Open-market purchases total $3.33M. It was filed 31 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Khosla VinodCIK 0001032453 | 10% Owner |
| VK Services, LLCCIK 0001501927 | 10% Owner |
| Khosla Ventures Associates V, LLCCIK 0001611145 | 10% Owner |
| Khosla Ventures V, L.P.CIK 0001611146 | 10% Owner |
| Khosla Ventures Seed C, L.P.CIK 0001627897 | 10% Owner |
| Khosla Ventures Seed Associates C, LLCCIK 0001627898 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | CLASS A COMMON STOCK | PPurchaseAcquired | +333,334 | $10.00 | +$3,333,340 | 13,059,335 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Consists of securities held of record by Khosla Ventures V, L.P. ("KV V"), of which Khosla Ventures Associates V, LLC ("KVA V") is the general partner. Vinod Khosla is the managing member of VK Services, which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F2
Consists of securities held of record by Khosla Ventures Seed C, L.P. ("KV Seed C"), of which Khosla Ventures Seed Associates C, LLC ("KVA Seed C") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA Seed C. Each of KVA Seed C, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV Seed C, and each of KVA Seed C, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV Seed C. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Remarks
This Form 4 amendment is being filed to include KV Seed C and KVA Seed C as reporting persons. This Form 4 amendment is intended to replace, in its entirety, the Form 4 filed on September 21, 2021.