Evans John M.'s Form 4 filing
Beam Therapeutics Inc. (BEAM) · filed Oct 8, 2021
- Accession no.
- 0000899243-21-039697
- Filed
- Oct 8, 2021
- Trade date
- Oct 6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Evans John M.CIK 0001786304 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock | MOption exerciseAcquired | +27,700 | $1.03 | +$28,531 | 1,061,225 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −3,149 | $82.72F3 | −$260,485.28 | 1,058,076 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −13,406 | $83.47F4 | −$1,118,998.82 | 1,044,670 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −10,444 | $84.45F5 | −$881,995.8 | 1,034,226 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −701 | $85.19F6 | −$59,718.19 | 1,033,525 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −2,171 | $82.71F7 | −$179,563.41 | 200,829 | Indirect | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −9,863 | $83.49F8 | −$823,461.87 | 190,966 | Indirect | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −7,566 | $84.45F9 | −$638,948.7 | 183,400 | Indirect | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −400 | $85.24F10 | −$34,096 | 183,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock | MOption exerciseDisposed | −27,700 | $0.00 | $0 | 331,645 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $82.465 to $82.995, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $83.04 to $83.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $84.005 to $84.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $85.03 to $85.32, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $82.465 to $82.97, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $83.08 to $83.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $84.07 to $84.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $85.07 to $85.31, inclusive.
Referenced by the price of 1 transaction in Table I.