Milgram Andrew's Form 4 filing
Marblegate Acquisition Corp. (GATEU) · filed Oct 7, 2021
- Accession no.
- 0000899243-21-039630
- Filed
- Oct 7, 2021, 7:21 PM ET
- Trade date
- Oct 5, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $6.10M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Milgram AndrewCIK 0001492331 | Director, Officer (Chief Executive Officer) |
| Arrouet PaulCIK 0001492337 | Director, Officer (President) |
| Marblegate Acquisition LLCCIK 0001884881 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Class A Common Stock | PPurchaseAcquired | +610,000 | $10.00 | +$6,100,000 | 610,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Class A Common Stock | JOtherDisposed | −2,473,864 | $0.002 | −$4,947.73 | 9,336,969 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.