Prescott Group Aggressive Small Cap LP's Form 4 filing
Performant Healthcare Inc (PHLT) · filed Oct 6, 2021
- Accession no.
- 0000899243-21-039489
- Filed
- Oct 6, 2021, 6:30 PM ET
- Trade date
- Oct 4-6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market purchases total $3.08M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prescott Group Aggressive Small Cap LPCIK 0001127428 | 10% Owner |
| Frohlich PhilCIK 0001127429 | 10% Owner |
| Prescott Group Capital Management, L.L.C.CIK 0001166152 | 10% Owner |
| Prescott Group Aggressive Small Cap Master Fund GPCIK 0001279880 | 10% Owner |
| Prescott Group Aggressive Small Cap II LPCIK 0001279882 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +249,300 | $3.62 | +$902,466 | 12,834,561 | Indirect | |
| Oct 4, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +65,700 | $3.63 | +$238,491 | 12,900,261 | Indirect | |
| Oct 4, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +40,000 | $3.65 | +$146,000 | 12,940,261 | Indirect | |
| Oct 4, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +50,000 | $3.66 | +$183,000 | 12,990,261 | Indirect | |
| Oct 5, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +50,000 | $3.60 | +$180,000 | 13,040,261 | Indirect | |
| Oct 5, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +116,299 | $3.61 | +$419,839.39 | 13,156,560 | Indirect | |
| Oct 6, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +140,900 | $3.57 | +$503,013 | 13,297,460 | Indirect | |
| Oct 6, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +200 | $3.57 | +$713.6 | 13,297,660 | Indirect | |
| Oct 6, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +200 | $3.57 | +$713.8 | 13,297,860 | Indirect | |
| Oct 6, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +643 | $3.56 | +$2,289.08 | 13,298,503 | Indirect | |
| Oct 6, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +140,000 | $3.58 | +$501,200 | 13,438,503 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.