Lu Cheng's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Oct 4, 2021
- Accession no.
- 0000899243-21-038827
- Filed
- Oct 4, 2021
- Trade date
- Sep 30-Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.26M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu ChengCIK 0001851981 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +87,500 | – | – | 1,702,319 | Direct | |
| Oct 1, 2021 | Class A Common Stock | SSaleDisposed | −33,330 | $35.49 | −$1,182,881.7 | 1,668,989 | Direct | |
| Oct 1, 2021 | Class A Common Stock | SSaleDisposed | −2,100 | $36.49 | −$76,629 | 1,666,889 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −87,500 | $0.00 | $0 | 262,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.