RBS Partners, L.P.'s Form 4 filing
Autonation, Inc. (AN) · filed Oct 1, 2021
- Accession no.
- 0000899243-21-038677
- Filed
- Oct 1, 2021, 6:00 PM ET
- Trade date
- Sep 29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $12.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| RBS Partners, L.P.CIK 0000860585 | 10% Owner |
| Esl Partners, L.P.CIK 0000923727 | 10% Owner |
| Esl Investments, Inc.CIK 0001126396 | 10% Owner |
| Lampert Edward SCIK 0001183200 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −7,840 | $129.17F1 | −$1,012,724.16 | 9,049,026 | Direct | |
| Sep 29, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −86,734 | $129.17F1 | −$11,203,777.72 | 877,219 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $128.50 to $129.435 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.
Referenced by the price of 2 transactions in Table I.
Remarks
Exhibit Index Exhibit 99.1 - Joint Filer Information (filed herewith) Exhibit 99.2 - Joint Filing Agreement (filed herewith)