Mullen James's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Oct 1, 2021
- Accession no.
- 0000899243-21-038644
- Filed
- Oct 1, 2021
- Trade date
- Sep 29-30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $111.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mullen JamesCIK 0001852111 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2021 | Class A Common Stock | MOption exerciseAcquired | +10,000 | – | – | 10,000 | Direct | |
| Sep 30, 2021 | Class A Common Stock | SSaleDisposed | −1,200 | $36.22 | −$43,464 | 8,800 | Direct | |
| Sep 30, 2021 | Class A Common Stock | SSaleDisposed | −1,816 | $37.24 | −$67,627.84 | 6,984 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2021 | Class A Common Stock | MOption exerciseDisposed | −10,000 | – | – | 30,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.