Vuong Hoang's Form 4 filing
Amplitude, Inc. (AMPL) · filed Sep 30, 2021
- Accession no.
- 0000899243-21-038468
- Filed
- Sep 30, 2021
- Trade date
- Sep 28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vuong HoangCIK 0001883031 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Class A Common Stock | MOption exerciseAcquired | +175,000 | $2.26 | +$395,500 | 223,751 | Direct | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −150,000 | $50.00 | −$7,500,000 | 73,751 | Direct | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −25,000 | $52.00 | −$1,300,000 | 48,751 | Direct | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −25,000 | $54.00 | −$1,350,000 | 23,751 | Direct | |
| Sep 28, 2021 | Class A Common Stock | JOtherAcquired | +248 | $0.00 | $0 | 23,999 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Class A Common Stock | MOption exerciseDisposed | −175,000 | $0.00 | $0 | 1,188,009 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.