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Blendu Cynthia Ann's Form 4 filing

Clearwater Analytics Holdings, Inc. (CWAN) · filed Sep 30, 2021

Accession no.
0000899243-21-038442
Filed
Sep 30, 2021
Trade date
Sep 28, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $30.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Blendu Cynthia AnnCIK 0001879938Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 28, 2021Class A Common StockPPurchaseAcquired+1,667$18.00+$30,0061,667Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 28, 2021Class A Common StockAGrant or awardAcquired+50,531$0.00$050,531Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Chief Human Resources and Transformation Officer

Read the full filing on SEC EDGAR (opens in a new tab)