Rieder Richard M's Form 4 filing
BlackRock Capital Allocation Term Trust (BCAT) · filed Sep 29, 2021
- Accession no.
- 0000899243-21-038204
- Filed
- Sep 29, 2021
- Trade date
- Sep 27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market purchases total $362.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rieder Richard MCIK 0001436848 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +1,070 | $19.95 | +$21,346.5 | 265,068 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +2,988 | $19.95 | +$59,610.6 | 268,056 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +694 | $19.95 | +$13,845.3 | 268,750 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +694 | $19.95 | +$13,845.3 | 269,444 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +4,405 | $19.95 | +$87,879.75 | 273,849 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +686 | $19.95 | +$13,685.7 | 274,535 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +1,259 | $19.95 | +$25,117.05 | 275,794 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +1,851 | $19.95 | +$36,927.45 | 277,645 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +1,012 | $19.95 | +$20,189.4 | 278,657 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +2,354 | $19.95 | +$46,962.3 | 281,011 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +246 | $19.95 | +$4,907.7 | 281,257 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +99 | $19.95 | +$1,975.05 | 281,356 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +786 | $19.95 | +$15,680.7 | 282,142 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.