Goeddel David V's Form 4 filing
RAPT Therapeutics, Inc. (RAPT) · filed Sep 29, 2021
- Accession no.
- 0000899243-21-038196
- Filed
- Sep 29, 2021, 4:58 PM ET
- Trade date
- Sep 27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $319.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goeddel David VCIK 0001182464 | 10% Owner |
| Column Group II, LPCIK 0001600420 | 10% Owner |
| Svennilson PeterCIK 0001606074 | 10% Owner |
| Kutzkey TimCIK 0001614186 | 10% Owner |
| Column Group II GP, LPCIK 0001645333 | 10% Owner |
| Ponoi Capital, LPCIK 0001707230 | 10% Owner |
| Ponoi Management, LLCCIK 0001720702 | 10% Owner |
| Ponoi Capital II, LPCIK 0001732601 | 10% Owner |
| Ponoi II Management, LLCCIK 0001746488 | 10% Owner |
| Column Group LLCCIK 0001833486 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $28.27 | +$212,025 | 7,500 | Indirect | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −7,500 | $34.48 | −$258,606 | 0 | Indirect | |
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +1,114 | $22.20 | +$24,730.8 | 1,114 | Indirect | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −1,114 | $34.97 | −$38,951.01 | 0 | Indirect | |
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +625 | $19.30 | +$12,062.5 | 625 | Indirect | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −625 | $34.94 | −$21,840.38 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 15,000 | Indirect | |
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −1,114 | $0.00 | $0 | 1,115 | Indirect | |
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −625 | $0.00 | $0 | 6,875 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.