Sorensen Benny's Form 4 filing
Codiak BioSciences, Inc. (CDAK) · filed Sep 28, 2021
- Accession no.
- 0000899243-21-038064
- Filed
- Sep 28, 2021
- Trade date
- Jun 8, 2021
- Filing delay
- 112 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $219.0K. It was filed 112 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sorensen BennyCIK 0001828516 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2021 | Common Stock | MOption exerciseAcquired | +8,533 | $3.29 | +$28,073.57 | 8,533 | Direct | |
| Jun 8, 2021 | Common Stock | SSaleDisposed | −6,893 | $25.57 | −$176,254.01 | 1,640 | Direct | |
| Jun 8, 2021 | Common Stock | SSaleDisposed | −1,640 | $26.06 | −$42,738.4 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2021 | Common Stock | MOption exerciseAcquired | +8,533 | $0.00 | $0 | 87,411 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.