Sathyanarayanan Sriram's Form 4 filing
Codiak BioSciences, Inc. (CDAK) · filed Sep 28, 2021
- Accession no.
- 0000899243-21-038061
- Filed
- Sep 28, 2021
- Trade date
- Aug 6-9, 2021
- Filing delay
- 53 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $54.2K. It was filed 53 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sathyanarayanan SriramCIK 0001867898 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +1,300 | $3.29 | +$4,277 | 1,300 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −1,300 | $20.16 | −$26,208 | 0 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +1,300 | $3.29 | +$4,277 | 1,300 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −751 | $21.31 | −$16,003.81 | 549 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −549 | $21.79 | −$11,962.71 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +1,300 | $0.00 | $0 | 49,966 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +1,300 | $0.00 | $0 | 48,666 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.