Rieder Richard M's Form 4 filing
BlackRock Capital Allocation Term Trust (BCAT) · filed Sep 28, 2021
- Accession no.
- 0000899243-21-038048
- Filed
- Sep 28, 2021
- Trade date
- Sep 24, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market purchases total $660.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rieder Richard MCIK 0001436848 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +3,703 | $20.12 | +$74,504.36 | 234,861 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +7,407 | $20.12 | +$149,028.84 | 242,268 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +1,481 | $20.12 | +$29,797.72 | 243,749 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +4,940 | $20.12 | +$99,392.8 | 248,689 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +494 | $20.12 | +$9,939.28 | 249,183 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +4,939 | $20.12 | +$99,372.68 | 254,122 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +988 | $20.12 | +$19,878.56 | 255,110 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +1,481 | $20.12 | +$29,797.72 | 256,591 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +1,481 | $20.12 | +$29,797.72 | 258,072 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +1,481 | $20.12 | +$29,797.72 | 259,553 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +2,469 | $20.12 | +$49,676.28 | 262,022 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +1,235 | $20.12 | +$24,848.2 | 263,257 | Direct | |
| Sep 24, 2021 | Common Stock | PPurchaseAcquired | +741 | $20.12 | +$14,908.92 | 263,998 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.