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Hawkins Mark J's Form 4 filing

Toast, Inc. (TOST) · filed Sep 27, 2021

Accession no.
0000899243-21-037907
Filed
Sep 27, 2021
Trade date
Sep 24, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 5 derivative transactions. Open-market purchases total $66.7K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hawkins Mark JCIK 0001430437Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 24, 2021Common StockJOtherDisposed−52,790–F1,F2–0Direct
Sep 24, 2021Class A Common StockPPurchaseAcquired+1,667$40.00+$66,6801,667Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 24, 2021Class A Common StockJOtherAcquired+52,790$0.00$052,790Direct
Sep 24, 2021Common StockJOtherDisposed−105,580$0.00$00Direct
Sep 24, 2021Class B Common StockJOtherAcquired+105,580$0.00$0105,580Direct
Sep 24, 2021Common StockJOtherDisposed−9,550$0.00$00Direct
Sep 24, 2021Class B Common StockJOtherAcquired+9,550$0.00$09,550Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Referenced by the price of 1 transaction in Table I.

F2

Each outstanding share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder or automatically upon the occurrence of other events set forth in the Issuer's certificate of incorporation.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)