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Stampacchia Otello's Form 4 filing

Replimune Group, Inc. (REPL) · filed Sep 27, 2021

Accession no.
0000899243-21-037893
Filed
Sep 27, 2021, 8:50 PM ET
Trade date
Sep 23, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $408.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stampacchia OtelloCIK 0001361712Director, 10% Owner
Omega Fund IV, L.P.CIK 0001528382Director, 10% Owner
Omega Fund IV GP, L.P.CIK 0001528383Director, 10% Owner
Omega Fund IV G.P. Manager, Ltd.CIK 0001624456Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 23, 2021Common StockSSaleDisposed−12,171$33.58F1,F2−$408,702.184,896,074Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares were sold pursuant to a Rule 10b5-1 trading plan.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.71 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)