Dicks Allan's Form 4 filing
Onterris, Inc. (ONT) · filed Sep 24, 2021
- Accession no.
- 0000899243-21-037701
- Filed
- Sep 24, 2021
- Trade date
- Sep 23-24, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.57M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dicks AllanCIK 0001817846 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseAcquired | +29,580 | $8.58 | +$253,796.4 | 67,580 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −29,580 | $63.68 | −$1,883,654.4 | 38,000 | Direct | |
| Sep 24, 2021 | Common Stock | MOption exerciseAcquired | +10,420 | $8.58 | +$89,403.6 | 48,420 | Direct | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −5,040 | $64.07 | −$322,912.8 | 43,380 | Direct | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −400 | $65.18 | −$26,072 | 42,980 | Direct | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −3,180 | $66.65 | −$211,947 | 39,800 | Direct | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −1,800 | $67.31 | −$121,158 | 38,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseDisposed | −29,580 | $0.00 | $0 | 46,241 | Direct | |
| Sep 24, 2021 | Common Stock | MOption exerciseDisposed | −10,420 | $0.00 | $0 | 35,821 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.