Skates Spenser's Form 4 filing
Amplitude, Inc. (AMPL) · filed Sep 23, 2021
- Accession no.
- 0000899243-21-037512
- Filed
- Sep 23, 2021
- Trade date
- Aug 30-Sep 21, 2021
- Filing delay
- 24 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 5 derivative transactions. It was filed 24 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Skates SpenserCIK 0001882913 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Class A Common Stock | CConversionAcquired | +600,000 | $0.00F1 | $0 | 600,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Class A Common Stock | CConversionDisposed | −600,000 | $0.00 | $0 | 6,441,146 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseDisposed | −310,000 | $0.00 | $0 | 681,700 | Direct | |
| Aug 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +310,000 | $0.00 | $0 | 8,090,820 | Direct | |
| Sep 10, 2021 | Class A Common Stock | GGiftDisposed | −759,352 | $0.00 | $0 | 7,331,468 | Direct | |
| Sep 10, 2021 | Class A Common Stock | SSaleDisposed | −290,322 | $31.00 | −$8,999,982 | 7,041,146 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
Referenced by the price of 1 transaction in Table I.