Robertson Corbin J Jr's Form 4/A amendment
AmendedKLX Energy Services Holdings, Inc. (KLXE) · filed Sep 23, 2021
- Accession no.
- 0000899243-21-037465
- Filed
- Sep 23, 2021
- Trade date
- Sep 17, 2021
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 21, 2021
This filing lists 1 non-derivative transaction. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $183.3K. It was filed 6 days after the trade.
This amendment restates part of 0000899243-21-036919 (filed Sep 21, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Robertson Corbin J JrCIK 0001194888 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common stock | SSaleDisposed | −19,114 | $4.93F4 | −$94,232.02 | 310,880 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-21-036919 (filed Sep 21, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common stock | SSaleDisposed | −2,843 | $4.93F8 | −$14,015.99 | 46,235 | Indirect | |
| Sep 17, 2021 | Common stock | SSaleDisposed | −1,141 | $4.93F9 | −$5,625.13 | 18,552 | Indirect | |
| Sep 20, 2021 | Common stock | SSaleDisposed | −12,248 | $4.69F10 | −$57,443.12 | 315,262 | Indirect | |
| Sep 20, 2021 | Common stock | SSaleDisposed | −1,822 | $4.69F11 | −$8,545.18 | 44,413 | Indirect | |
| Sep 20, 2021 | Common stock | SSaleDisposed | −731 | $4.69F12 | −$3,428.39 | 17,821 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F8
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $4.81 to $5.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $4.81 to $5.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $4.53 to $4.78. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $4.53 to $4.78. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $4.53 to $4.78. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Quintana Energy Partners-QES Holdings, L.L.C. is controlled by Quintana Energy Partners, L.P. The sole general partner of Quintana Capital Group, L.P. is Quintana Capital Group GP Ltd. Corbin J. Robertson, Jr. may be deemed to be a beneficial owner of these shares due to his additional rights regarding the management of Quintana Capital Group GP Ltd.
- F2
These shares are directly held by Quintana Energy Partners-QES Holdings, L.L.C.
- F3
On September 21, 2021, due to scrivener's error, the reporting person filed a Form 4 reporting the sale of 2,353 shares of common stock by Quintana Energy Partners-QES Holdings, L.L.C., when in fact that entity sold 19,114 shares of common stock.
- F4
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $4.81 to $5.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Column 5 has been corrected to reflect the sale of 19,114 shares of common stock by Quintana Energy Partners-QES Holdings, L.L.C. on September 17, 2021, as well as to correct a math error undercounting Quintana Energy Partners-QES Holdings, L.L.C.'s holdings by 132 shares.
- F6
Represents the corrected holdings of Quintana Energy Partners-QES Holdings, L.L.C. on September 20, 2021, corrected for the errors described in footnote (5) above.