Dicks Allan's Form 4 filing
Onterris, Inc. (ONT) · filed Sep 23, 2021
- Accession no.
- 0000899243-21-037392
- Filed
- Sep 23, 2021
- Trade date
- Sep 21-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $972.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dicks AllanCIK 0001817846 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +13,972 | $8.58 | +$119,879.76 | 51,972 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −13,972 | $60.11 | −$839,856.92 | 38,000 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +2,168 | $8.58 | +$18,601.44 | 40,168 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −1,467 | $61.07 | −$89,589.69 | 38,701 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −701 | $61.95 | −$43,426.95 | 38,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Common Stock | MOption exerciseDisposed | −13,972 | $0.00 | $0 | 78,404 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −2,583 | $0.00 | $0 | 75,821 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.