Afsari Nasym's Form 4 filing
Onterris, Inc. (ONT) · filed Sep 23, 2021
- Accession no.
- 0000899243-21-037390
- Filed
- Sep 23, 2021
- Trade date
- Sep 21-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.30M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Afsari NasymCIK 0001817851 | Officer (General Counsel and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +18,781 | $6.03 | +$113,249.43 | 35,531 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −18,781 | $60.11 | −$1,128,925.91 | 16,750 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +2,830 | $6.03 | +$17,064.9 | 19,580 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −1,722 | $61.04 | −$105,110.88 | 17,858 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −1,108 | $61.84 | −$68,518.72 | 16,750 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Common Stock | MOption exerciseDisposed | −18,781 | $0.00 | $0 | 86,233 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −2,830 | $0.00 | $0 | 83,403 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.