LeMaire Joshua W.'s Form 4 filing
Onterris, Inc. (ONT) · filed Sep 23, 2021
- Accession no.
- 0000899243-21-037388
- Filed
- Sep 23, 2021
- Trade date
- Sep 21-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 6 derivative transactions. Open-market sales total $2.43M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| LeMaire Joshua W.CIK 0001501277 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +21,665 | $6.03 | +$130,639.95 | 23,865 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −21,665 | $60.11 | −$1,302,283.15 | 2,200 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +8,453 | $24.00 | +$202,872 | 10,653 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −8,453 | $60.10 | −$508,025.3 | 2,200 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +3,677 | $31.60 | +$116,193.2 | 5,877 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −3,677 | $60.12 | −$221,061.24 | 2,200 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +2,577 | $6.03 | +$15,539.31 | 4,777 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −1,596 | $61.03 | −$97,403.88 | 3,181 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −981 | $61.89 | −$60,714.09 | 2,200 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +2,477 | $24.00 | +$59,448 | 4,677 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −1,481 | $61.04 | −$90,400.24 | 3,196 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −996 | $61.90 | −$61,652.4 | 2,200 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +1,455 | $31.60 | +$45,978 | 3,655 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −961 | $61.08 | −$58,697.88 | 2,694 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −494 | $61.95 | −$30,603.3 | 2,200 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Common Stock | MOption exerciseDisposed | −21,665 | $0.00 | $0 | 157,286 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseDisposed | −8,453 | $0.00 | $0 | 9,297 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseDisposed | −3,677 | $0.00 | $0 | 14,050 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −2,577 | $0.00 | $0 | 154,709 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −2,477 | $0.00 | $0 | 6,820 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −1,455 | $0.00 | $0 | 12,595 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.