Wathington Chad-Affonso's Form 4 filing
Thoughtworks Holding, Inc. (TWKS) · filed Sep 21, 2021
- Accession no.
- 0000899243-21-036923
- Filed
- Sep 21, 2021
- Trade date
- Sep 17-21, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.17M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wathington Chad-AffonsoCIK 0001882300 | Officer (Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | SSaleDisposed | −58,834 | $19.85 | −$1,167,854.9 | 122,897 | Indirect | |
| Sep 21, 2021 | Common Stock | AGrant or awardAcquired | +44,061 | $0.00 | $0 | 44,061 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | AGrant or awardAcquired | +199,317.76 | $0.00 | $0 | 693,146 | Direct | |
| Sep 17, 2021 | Common Stock | AGrant or awardAcquired | +17,092.02 | $0.00 | $0 | 65,370 | Direct | |
| Sep 17, 2021 | Common Stock | AGrant or awardAcquired | +8,644 | $0.00 | $0 | 15,253 | Direct | |
| Sep 21, 2021 | Common Stock | DReturned to the companyDisposed | −2,005 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.