Hasson Heather L.'s Form 4 filing
FIGS, Inc. (FIGS) · filed Sep 20, 2021
- Accession no.
- 0000899243-21-036680
- Filed
- Sep 20, 2021
- Trade date
- Sep 16-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $97.4M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hasson Heather L.CIK 0001843821 | Director, Officer (Co-Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +2,471,669 | $0.85 | +$2,100,918.65 | 4,276,066 | Direct | |
| Sep 16, 2021 | Class A Common Stock | FTax withholdingDisposed | −51,671 | $40.66 | −$2,100,942.86 | 4,224,395 | Direct | |
| Sep 20, 2021 | Class A Common Stock | SSaleDisposed | −2,419,998 | $40.25 | −$97,404,919.5 | 1,804,397 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −2,471,669 | $0.85 | −$2,100,918.65 | 948,331 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.