QVT Financial LP's Form 4 filing
MP Materials Corp. (MP) · filed Sep 20, 2021
- Accession no.
- 0000899243-21-036575
- Filed
- Sep 20, 2021
- Trade date
- Sep 16, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $37.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| QVT Financial LPCIK 0001290162 | Director, 10% Owner, Other: Director by Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Class A Common Stock | SSaleDisposed | −555,010 | $34.62 | −$19,214,446.2 | 10,196,549 | Indirect | |
| Sep 16, 2021 | Class A Common Stock | SSaleDisposed | −90,889 | $34.62 | −$3,146,577.18 | 1,669,804 | Indirect | |
| Sep 16, 2021 | Class A Common Stock | SSaleDisposed | −449,713 | $34.62 | −$15,569,064.06 | 8,262,040 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.